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			684 lines
		
	
	
		
			31 KiB
		
	
	
	
		
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			684 lines
		
	
	
		
			31 KiB
		
	
	
	
		
			XML
		
	
	
	
	
	
<?xml version='1.0' encoding='UTF-8' ?>
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<!DOCTYPE manualpage SYSTEM "../style/manualpage.dtd">
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<?xml-stylesheet type="text/xsl" href="../style/manual.en.xsl"?>
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<!-- $LastChangedRevision$ -->
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<!--
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 Licensed to the Apache Software Foundation (ASF) under one or more
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 contributor license agreements.  See the NOTICE file distributed with
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 this work for additional information regarding copyright ownership.
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 The ASF licenses this file to You under the Apache License, Version 2.0
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 (the "License"); you may not use this file except in compliance with
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 the License.  You may obtain a copy of the License at
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     http://www.apache.org/licenses/LICENSE-2.0
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 Unless required by applicable law or agreed to in writing, software
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 distributed under the License is distributed on an "AS IS" BASIS,
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 WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
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 See the License for the specific language governing permissions and
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 limitations under the License.
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-->
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<manualpage metafile="ssl_intro.xml.meta">
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<parentdocument href="./">SSL/TLS</parentdocument>
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  <title>SSL/TLS Strong Encryption: An Introduction</title>
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<summary>
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<blockquote>
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<p>The nice thing about standards is that there are so many to choose
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from. And if you really don't like all the standards you just have to
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wait another year until the one arises you are looking for.</p>
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<p class="cite">-- <cite>A. Tanenbaum</cite>, "Introduction to
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Computer Networks"</p>
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</blockquote>
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<p>As an introduction this chapter is aimed at readers who are familiar
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with the Web, HTTP, and Apache, but are not security experts. It is not
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intended to be a definitive guide to the SSL protocol, nor does it discuss
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specific techniques for managing certificates in an organization, or the
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important legal issues of patents and import and export restrictions.
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Rather, it is intended to provide a common background to <module
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>mod_ssl</module> users by pulling together various concepts, definitions, 
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and examples as a starting point for further exploration.</p>
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<p>The presented content is mainly derived, with the author's permission,
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from the article <a
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href="http://home.comcast.net/~fjhirsch/Papers/wwwj/">Introducing
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SSL and Certificates using SSLeay</a> by <a
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href="http://home.comcast.net/~fjhirsch/">Frederick J. Hirsch</a>, of The
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Open Group Research Institute, which was published in <a
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href="http://www.ora.com/catalog/wjsum97/">Web Security: A Matter of
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Trust</a>, World Wide Web Journal, Volume 2, Issue 3, Summer 1997.
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Please send any positive feedback to <a
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href="mailto:hirsch@fjhirsch.com">Frederick Hirsch</a> (the original
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article author) and all negative feedback to <a
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href="mailto:rse@engelschall.com">Ralf S. Engelschall</a> (the
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<module>mod_ssl</module> author).</p>
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</summary>
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<section id="cryptographictech">
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<title>Cryptographic Techniques</title>
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<p>Understanding SSL requires an understanding of cryptographic
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algorithms, message digest functions (aka. one-way or hash functions), and
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digital signatures. These techniques are the subject of entire books (see
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for instance [<a href="#AC96">AC96</a>]) and provide the basis for privacy,
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integrity, and authentication.</p>
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<section id="cryptographicalgo">
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<title>Cryptographic Algorithms</title>
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    <p>Suppose Alice wants to send a message to her bank to transfer some
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    money. Alice would like the message to be private, since it will
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    include information such as her account number and transfer amount. One
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    solution is to use a cryptographic algorithm, a technique that would
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    transform her message into an encrypted form, unreadable until it is
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    decrypted. Once in this form, the message can only be
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    decrypted by using a secret key. Without the key the message is useless: 
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    good cryptographic algorithms make it so difficult
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    for intruders to decode the original text that it isn't worth their
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    effort.</p>
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    <p>There are two categories of cryptographic algorithms: conventional
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    and public key.</p>
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    <dl>
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    <dt>Conventional cryptography</dt>
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    <dd>also known as symmetric cryptography, requires the sender and
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    receiver to share a key: a secret piece of information that may be
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    used to encrypt or decrypt a message. As long as this key is kept 
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    secret, nobody other than the sender or recipient can read the message. 
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    If Alice and the bank know a secret key, then they can send each other
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    private messages. The task of sharing a key between sender and recipient
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    before communicating, while also keeping it secret from others, can be 
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    problematic.</dd>
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    <dt>Public key cryptography</dt>
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    <dd>also known as asymmetric cryptography, solves the key exchange
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    problem by defining an algorithm which uses two keys, each of which
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    may be used to encrypt a message. If one key is used to encrypt a
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    message then the other must be used to decrypt it. This makes it
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    possible to receive secure messages by simply publishing one key
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    (the public key) and keeping the other secret (the private key).</dd>
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    </dl>
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    <p>Anyone can encrypt a message using the public key, but only the
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    owner of the private key will be able to read it. In this way, Alice
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    can send private messages to the owner of a key-pair (the bank), by
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    encrypting them using their public key. Only the bank will be able to
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    decrypt them.</p>
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</section>
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<section id="messagedigests">
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<title>Message Digests</title>
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    <p>Although Alice may encrypt her message to make it private, there
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    is still a concern that someone might modify her original message or
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    substitute it with a different one, in order to transfer the money
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    to themselves, for instance. One way of guaranteeing the integrity
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    of Alice's message is for her to create a concise summary of her 
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    message and send this to the bank as well. Upon receipt of the message, 
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    the bank creates its own summary and compares it with the one Alice 
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    sent. If the summaries are the same then the message has been received
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    intact.</p>
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    <p>A summary such as this is called a <dfn>message digest</dfn>, <em>one-way
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    function</em> or <em>hash function</em>. Message digests are used to create
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    a short, fixed-length representation of a longer, variable-length message.
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    Digest algorithms are designed to produce a unique digests for each
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    message. Message digests are designed to make it impractically difficult 
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    to determine the message from the digest, and (in theory) impossible to 
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    find two different messages which create the same digest -- thus 
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    eliminating the possibility of substituting one message for another while 
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    maintaining the same digest.</p>
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    <p>Another challenge that Alice faces is finding a way to send the digest
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    to the bank securely; if the digest is not sent securely, its integrity may
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    be compromised, and with it, the possibility for the bank to determine the
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    integrity of the original message. Only if the digest is sent securely can
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    the integrity of the associated message be determined.</p>
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    <p>One way to send the digest securely is to include it in a digital 
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    signature.</p>
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</section>
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<section id="digitalsignatures"><title>Digital Signatures</title>
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<p>When Alice sends a message to the bank, the bank needs to ensure that the
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message is really from her, so an intruder cannot request a transaction
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involving her account. A <em>digital signature</em>, created by Alice and
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included with the message, serves this purpose.</p>
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<p>Digital signatures are created by encrypting a digest of the message, and
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other information (such as a sequence number) with the sender's private key.
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Though anyone can <em>decrypt</em> the signature using the public key, only the
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sender knows the private key. This means that only the sender can have signed
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the message. Including the digest in the signature means the signature is only
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good for that message; it also ensures the integrity of the message since no one
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can change the digest and still sign it.</p>
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<p>To guard against interception and reuse of the signature by an intruder at a
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later date, the signature contains a unique sequence number. This protects
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the bank from a fraudulent claim from Alice that she did not send the message
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-- only she could have signed it (non-repudiation).</p>
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</section>
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</section>
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<!-- /cryptographictech -->
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<section id="certificates">
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<title>Certificates</title>
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<p>Although Alice could have sent a private message to the bank, signed
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it, and ensured the integrity of the message, she still needs to be sure
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that she is really communicating with the bank. This means that she needs
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to be sure that the public key she is using is part of the bank's key-pair, 
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and not an intruder's. Similarly, the bank needs to verify that the message
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signature really was signed by the private key that belongs to Alice.</p>
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<p>If each party has a certificate which validates the other's identity,
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confirms the public key, and is signed by a trusted agency, then both
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can be assured that they are communicating with whom they think they are.
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Such a trusted agency is called a <em>Certificate Authority</em>, and
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certificates are used for authentication.</p>
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<section id="certificatecontents">
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<title>Certificate Contents</title>
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    <p>A certificate associates a public key with the real identity of
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    an individual, server, or other entity, known as the subject. As
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    shown in <a href="#table1">Table 1</a>, information about the subject
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    includes identifying information (the distinguished name), and the
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    public key. It also includes the identification and signature of the
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    Certificate Authority that issued the certificate, and the period of
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    time during which the certificate is valid. It may have additional
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    information (or extensions) as well as administrative information
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    for the Certificate Authority's use, such as a serial number.</p>
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    <section id="table1">
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    <title>Table 1: Certificate Information</title>
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    <table>
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    <columnspec><column width=".35"/><column width=".35"/>
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    </columnspec>
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    <tr><th>Subject</th>
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        <td>Distinguished Name, Public Key</td></tr>
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    <tr><th>Issuer</th>
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        <td>Distinguished Name, Signature</td></tr>
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    <tr><th>Period of Validity</th>
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        <td>Not Before Date, Not After Date</td></tr>
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    <tr><th>Administrative Information</th>
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        <td>Version, Serial Number</td></tr>
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    <tr><th>Extended Information</th>
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        <td>Basic Constraints, Netscape Flags, etc.</td></tr>
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    </table>
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    </section>
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    <p>A distinguished name is used to provide an identity in a specific
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    context -- for instance, an individual might have a personal
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    certificate as well as one for their identity as an employee.
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    Distinguished names are defined by the X.509 standard [<a
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    href="#X509">X509</a>], which defines the fields, field names, and
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    abbreviations used to refer to the fields (see <a href="#table2">Table
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    2</a>).</p>
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    <section id="table2">
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    <title>Table 2: Distinguished Name Information</title>
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    <table border="1">
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    <columnspec><column width=".25"/><column width=".15"/>
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      <column width=".3"/><column width=".25"/></columnspec>
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    <tr><th>DN Field</th>
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        <th>Abbrev.</th>
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        <th>Description</th>
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        <th>Example</th></tr>
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    <tr><td>Common Name</td>
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        <td>CN</td>
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        <td>Name being certified</td>
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        <td>CN=Joe Average</td></tr>
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    <tr><td>Organization or Company</td>
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        <td>O</td>
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        <td>Name is associated with this<br />organization</td>
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        <td>O=Snake Oil, Ltd.</td></tr>
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    <tr><td>Organizational Unit</td>
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        <td>OU</td>
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        <td>Name is associated with this <br />organization unit, such
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        as a department</td>
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        <td>OU=Research Institute</td></tr>
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    <tr><td>City/Locality</td>
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        <td>L</td>
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        <td>Name is located in this City</td>
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        <td>L=Snake City</td></tr>
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    <tr><td>State/Province</td>
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        <td>ST</td>
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        <td>Name is located in this State/Province</td>
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        <td>ST=Desert</td></tr>
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    <tr><td>Country</td>
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        <td>C</td>
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        <td>Name is located in this Country (ISO code)</td>
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        <td>C=XZ</td></tr>
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    </table>
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    </section>
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    <p>A Certificate Authority may define a policy specifying which
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    distinguished field names are optional, and which are required. It
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    may also place requirements upon the field contents, as may users of
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    certificates. For example, a Netscape browser requires that the
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    Common Name for a certificate representing a server matches a wildcard 
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    pattern for the domain name of that server, such
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    as <code>*.snakeoil.com</code>.</p>
 | 
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    <p>The binary format of a certificate is defined using the ASN.1
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    notation [<a href="#X208">X208</a>] [<a href="#PKCS">PKCS</a>]. This
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    notation defines how to specify the contents, and encoding rules
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    define how this information is translated into binary form. The binary
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    encoding of the certificate is defined using Distinguished Encoding
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    Rules (DER), which are based on the more general Basic Encoding Rules
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    (BER). For those transmissions which cannot handle binary, the binary
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    form may be translated into an ASCII form by using Base64 encoding
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    [<a href="#MIME">MIME</a>]. When placed between begin and end delimiter
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    lines (as below), this encoded version is called a PEM ("Privacy Enhanced
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    Mail") encoded certificate.</p>
 | 
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    <example>
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    <title>Example of a PEM-encoded certificate (snakeoil.crt)</title>
 | 
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    <pre>-----BEGIN CERTIFICATE-----
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MIIC7jCCAlegAwIBAgIBATANBgkqhkiG9w0BAQQFADCBqTELMAkGA1UEBhMCWFkx
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FTATBgNVBAgTDFNuYWtlIERlc2VydDETMBEGA1UEBxMKU25ha2UgVG93bjEXMBUG
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A1UEChMOU25ha2UgT2lsLCBMdGQxHjAcBgNVBAsTFUNlcnRpZmljYXRlIEF1dGhv
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cml0eTEVMBMGA1UEAxMMU25ha2UgT2lsIENBMR4wHAYJKoZIhvcNAQkBFg9jYUBz
 | 
						|
bmFrZW9pbC5kb20wHhcNOTgxMDIxMDg1ODM2WhcNOTkxMDIxMDg1ODM2WjCBpzEL
 | 
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MAkGA1UEBhMCWFkxFTATBgNVBAgTDFNuYWtlIERlc2VydDETMBEGA1UEBxMKU25h
 | 
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a2UgVG93bjEXMBUGA1UEChMOU25ha2UgT2lsLCBMdGQxFzAVBgNVBAsTDldlYnNl
 | 
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cnZlciBUZWFtMRkwFwYDVQQDExB3d3cuc25ha2VvaWwuZG9tMR8wHQYJKoZIhvcN
 | 
						|
AQkBFhB3d3dAc25ha2VvaWwuZG9tMIGfMA0GCSqGSIb3DQEBAQUAA4GNADCBiQKB
 | 
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gQDH9Ge/s2zcH+da+rPTx/DPRp3xGjHZ4GG6pCmvADIEtBtKBFAcZ64n+Dy7Np8b
 | 
						|
vKR+yy5DGQiijsH1D/j8HlGE+q4TZ8OFk7BNBFazHxFbYI4OKMiCxdKzdif1yfaa
 | 
						|
lWoANFlAzlSdbxeGVHoT0K+gT5w3UxwZKv2DLbCTzLZyPwIDAQABoyYwJDAPBgNV
 | 
						|
HRMECDAGAQH/AgEAMBEGCWCGSAGG+EIBAQQEAwIAQDANBgkqhkiG9w0BAQQFAAOB
 | 
						|
gQAZUIHAL4D09oE6Lv2k56Gp38OBDuILvwLg1v1KL8mQR+KFjghCrtpqaztZqcDt
 | 
						|
2q2QoyulCgSzHbEGmi0EsdkPfg6mp0penssIFePYNI+/8u9HT4LuKMJX15hxBam7
 | 
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dUHzICxBVC1lnHyYGjDuAMhe396lYAn8bCld1/L4NMGBCQ==
 | 
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-----END CERTIFICATE-----</pre>
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    </example>
 | 
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</section>
 | 
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 | 
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<section id="certificateauthorities">
 | 
						|
<title>Certificate Authorities</title>
 | 
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    <p>By verifying the information in a certificate request
 | 
						|
    before granting the certificate, the Certificate Authority assures
 | 
						|
    itself of the identity of the private key owner of a key-pair. 
 | 
						|
    For instance, if Alice requests a personal certificate, the 
 | 
						|
    Certificate Authority must first make sure that Alice really is the 
 | 
						|
    person the certificate request claims she is.</p>
 | 
						|
 | 
						|
    <section id="certificatechains">
 | 
						|
    <title>Certificate Chains</title>
 | 
						|
        <p>A Certificate Authority may also issue a certificate for
 | 
						|
        another Certificate Authority. When examining a certificate,
 | 
						|
        Alice may need to examine the certificate of the issuer, for each
 | 
						|
        parent Certificate Authority, until reaching one which she has
 | 
						|
        confidence in. She may decide to trust only certificates with a
 | 
						|
        limited chain of issuers, to reduce her risk of a "bad" certificate
 | 
						|
        in the chain.</p>
 | 
						|
    </section>
 | 
						|
 | 
						|
    <section id="rootlevelca">
 | 
						|
    <title>Creating a Root-Level CA</title>
 | 
						|
        <p>As noted earlier, each certificate requires an issuer to assert
 | 
						|
        the validity of the identity of the certificate subject, up to
 | 
						|
        the top-level Certificate Authority (CA). This presents a problem:
 | 
						|
        who can vouch for the certificate of the top-level
 | 
						|
        authority, which has no issuer? In this unique case, the
 | 
						|
        certificate is "self-signed", so the issuer of the certificate is
 | 
						|
        the same as the subject. Browsers are preconfigured to trust well-known
 | 
						|
        certificate authorities, but it is important to exercise extra care in
 | 
						|
        trusting a self-signed certificate. The wide publication of a
 | 
						|
        public key by the root authority reduces the risk in trusting this
 | 
						|
        key -- it would be obvious if someone else publicized a key
 | 
						|
        claiming to be the authority.</p>
 | 
						|
 | 
						|
        <p>A number of companies, such as <a href="http://www.thawte.com/"
 | 
						|
        >Thawte</a> and <a href="http://www.verisign.com/">VeriSign</a>
 | 
						|
        have established themselves as Certificate Authorities. These
 | 
						|
        companies provide the following services:</p>
 | 
						|
 | 
						|
        <ul>
 | 
						|
        <li>Verifying certificate requests</li>
 | 
						|
        <li>Processing certificate requests</li>
 | 
						|
        <li>Issuing and managing certificates</li>
 | 
						|
        </ul>
 | 
						|
 | 
						|
        <p>It is also possible to create your own Certificate Authority.
 | 
						|
        Although risky in the Internet environment, it may be useful
 | 
						|
        within an Intranet where the organization can easily verify the
 | 
						|
        identities of individuals and servers.</p>
 | 
						|
    </section>
 | 
						|
 | 
						|
    <section id="certificatemanagement">
 | 
						|
    <title>Certificate Management</title>
 | 
						|
        <p>Establishing a Certificate Authority is a responsibility which
 | 
						|
        requires a solid administrative, technical, and management
 | 
						|
        framework. Certificate Authorities not only issue certificates,
 | 
						|
        they also manage them -- that is, they determine for how long
 | 
						|
        certificates remain valid, they renew them, and they keep lists of
 | 
						|
        certificates that were issued in the past but are no longer valid
 | 
						|
	    (Certificate Revocation Lists, or CRLs).</p> 
 | 
						|
 | 
						|
        <p>For example, if Alice is entitled to a certificate as an 
 | 
						|
        employee of a company, but has now left
 | 
						|
        that company, her certificate may need to be revoked.
 | 
						|
        Because certificates are only issued after the subject's identity has
 | 
						|
        been verified, and can then be passed around to all those with whom 
 | 
						|
        the subject may communicate, it is impossible to tell from the 
 | 
						|
        certificate alone that it has been revoked. 
 | 
						|
        When examining certificates for validity, therefore, 
 | 
						|
        it is necessary to contact the issuing Certificate Authority to 
 | 
						|
        check CRLs -- this is usually not an automated part of the process.</p>
 | 
						|
 | 
						|
        <note><title>Note</title>
 | 
						|
        <p>If you use a Certificate Authority that browsers are not configured
 | 
						|
        to trust by default, it is necessary to load the Certificate
 | 
						|
        Authority certificate into the browser, enabling the browser to
 | 
						|
        validate server certificates signed by that Certificate Authority.
 | 
						|
        Doing so may be dangerous, since once loaded, the browser will
 | 
						|
        accept all certificates signed by that Certificate Authority.</p>
 | 
						|
        </note>
 | 
						|
    </section>
 | 
						|
</section>
 | 
						|
<!-- /certificateauthorities -->
 | 
						|
</section>
 | 
						|
<!-- /certificates -->
 | 
						|
 | 
						|
<section id="ssl">
 | 
						|
<title>Secure Sockets Layer (SSL)</title>
 | 
						|
<p>The Secure Sockets Layer protocol is a protocol layer which may be
 | 
						|
placed between a reliable connection-oriented network layer protocol
 | 
						|
(e.g. TCP/IP) and the application protocol layer (e.g. HTTP). SSL provides
 | 
						|
for secure communication between client and server by allowing mutual
 | 
						|
authentication, the use of digital signatures for integrity, and encryption
 | 
						|
for privacy.</p>
 | 
						|
 | 
						|
<p>The protocol is designed to support a range of choices for specific
 | 
						|
algorithms used for cryptography, digests, and signatures. This allows
 | 
						|
algorithm selection for specific servers to be made based on legal, export
 | 
						|
or other concerns, and also enables the protocol to take advantage of new
 | 
						|
algorithms. Choices are negotiated between client and server at the start
 | 
						|
of establishing a protocol session.</p>
 | 
						|
 | 
						|
<section id="table4">
 | 
						|
<title>Table 4: Versions of the SSL protocol</title>
 | 
						|
    <table border="1">
 | 
						|
    <columnspec><column width=".15"/><column width=".2"/>
 | 
						|
     <column width=".30"/><column width=".25"/></columnspec>
 | 
						|
    <tr><th>Version</th>
 | 
						|
        <th>Source</th>
 | 
						|
        <th>Description</th>
 | 
						|
        <th>Browser Support</th></tr>
 | 
						|
    <tr><td>SSL v2.0</td>
 | 
						|
        <td>Vendor Standard (from Netscape Corp.) [<a href="#SSL2"
 | 
						|
        >SSL2</a>]</td>
 | 
						|
        <td>First SSL protocol for which implementations exists</td>
 | 
						|
        <td>- NS Navigator 1.x/2.x<br />
 | 
						|
        - MS IE 3.x<br />
 | 
						|
        - Lynx/2.8+OpenSSL</td></tr>
 | 
						|
    <tr><td>SSL v3.0</td>
 | 
						|
        <td>Expired Internet Draft (from Netscape Corp.) [<a href="#SSL3"
 | 
						|
        >SSL3</a>]</td>
 | 
						|
        <td>Revisions to prevent specific security attacks, add non-RSA
 | 
						|
        ciphers, and support for certificate chains</td>
 | 
						|
        <td>- NS Navigator 2.x/3.x/4.x<br />
 | 
						|
        - MS IE 3.x/4.x<br />
 | 
						|
        - Lynx/2.8+OpenSSL</td></tr>
 | 
						|
    <tr><td>TLS v1.0</td>
 | 
						|
        <td>Proposed Internet Standard (from IETF) [<a href="#TLS1"
 | 
						|
        >TLS1</a>]</td>
 | 
						|
        <td>Revision of SSL 3.0 to update the MAC layer to HMAC, add block
 | 
						|
        padding for block ciphers, message order standardization and more
 | 
						|
        alert messages.</td>
 | 
						|
        <td>- Lynx/2.8+OpenSSL</td></tr>
 | 
						|
    </table>
 | 
						|
</section>
 | 
						|
 | 
						|
<p>There are a number of versions of the SSL protocol, as shown in 
 | 
						|
<a href="#table4">Table 4</a>. As noted there, one of the benefits in
 | 
						|
SSL 3.0 is that it adds support of certificate chain loading. This feature
 | 
						|
allows a server to pass a server certificate along with issuer certificates
 | 
						|
to the browser. Chain loading also permits the browser to validate the
 | 
						|
server certificate, even if Certificate Authority certificates are not
 | 
						|
installed for the intermediate issuers, since they are included in the
 | 
						|
certificate chain. SSL 3.0 is the basis for the Transport Layer Security 
 | 
						|
[<a href="#TLS1">TLS</a>] protocol standard, currently in development by
 | 
						|
the Internet Engineering Task Force (IETF).</p>
 | 
						|
 | 
						|
<section id="session">
 | 
						|
<title>Establishing a Session</title>
 | 
						|
    <p>The SSL session is established by following a handshake sequence
 | 
						|
    between client and server, as shown in <a href="#figure1"
 | 
						|
    >Figure 1</a>. This sequence may vary, depending on whether the server
 | 
						|
    is configured to provide a server certificate or request a client
 | 
						|
    certificate. Although cases exist where additional handshake steps
 | 
						|
    are required for management of cipher information, this article
 | 
						|
    summarizes one common scenario. See the SSL specification for the full
 | 
						|
    range of possibilities.</p>
 | 
						|
 | 
						|
    <note><title>Note</title>
 | 
						|
    <p>Once an SSL session has been established, it may be reused. This
 | 
						|
    avoids the performance penalty of repeating the many steps needed
 | 
						|
    to start a session. To do this, the server assigns each SSL session a
 | 
						|
    unique session identifier which is cached in the server and which the
 | 
						|
    client can use in future connections to reduce the handshake time
 | 
						|
    (until the session identifer expires from the cache of the server).</p>
 | 
						|
    </note>
 | 
						|
 | 
						|
    <p class="figure">
 | 
						|
    <img src="../images/ssl_intro_fig1.gif" alt="" width="423"
 | 
						|
        height="327" /><br />
 | 
						|
    <a id="figure1" name="figure1"><dfn>Figure 1</dfn></a>: Simplified SSL
 | 
						|
    Handshake Sequence</p>
 | 
						|
 | 
						|
    <p>The elements of the handshake sequence, as used by the client and
 | 
						|
    server, are listed below:</p>
 | 
						|
 | 
						|
    <ol>
 | 
						|
    <li>Negotiate the Cipher Suite to be used during data transfer</li>
 | 
						|
    <li>Establish and share a session key between client and server</li>
 | 
						|
    <li>Optionally authenticate the server to the client</li>
 | 
						|
    <li>Optionally authenticate the client to the server</li>
 | 
						|
    </ol>
 | 
						|
 | 
						|
    <p>The first step, Cipher Suite Negotiation, allows the client and
 | 
						|
    server to choose a Cipher Suite supported by both of them. The SSL3.0
 | 
						|
    protocol specification defines 31 Cipher Suites. A Cipher Suite is
 | 
						|
    defined by the following components:</p>
 | 
						|
 | 
						|
    <ul>
 | 
						|
    <li>Key Exchange Method</li>
 | 
						|
    <li>Cipher for Data Transfer</li>
 | 
						|
    <li>Message Digest for creating the Message Authentication Code (MAC)</li>
 | 
						|
    </ul>
 | 
						|
 | 
						|
    <p>These three elements are described in the sections that follow.</p>
 | 
						|
</section>
 | 
						|
 | 
						|
<section id="keyexchange">
 | 
						|
<title>Key Exchange Method</title>
 | 
						|
    <p>The key exchange method defines how the shared secret symmetric
 | 
						|
    cryptography key used for application data transfer will be agreed
 | 
						|
    upon by client and server. SSL 2.0 uses RSA key exchange only, while
 | 
						|
    SSL 3.0 supports a choice of key exchange algorithms including
 | 
						|
    RSA key exchange (when certificates are used), and Diffie-Hellman key
 | 
						|
    exchange (for exchanging keys without certificates, or without prior
 | 
						|
    communication between client and server).</p>
 | 
						|
 | 
						|
    <p>One variable in the choice of key exchange methods is digital
 | 
						|
    signatures -- whether or not to use them, and if so, what kind of
 | 
						|
    signatures to use. Signing with a private key provides protection 
 | 
						|
    against a man-in-the-middle-attack during the information exchange
 | 
						|
    used to generating the shared key [<a href="#AC96">AC96</a>, p516].</p>
 | 
						|
</section>
 | 
						|
 | 
						|
<section id="ciphertransfer">
 | 
						|
<title>Cipher for Data Transfer</title>
 | 
						|
    <p>SSL uses conventional symmetric cryptography, as described earlier, 
 | 
						|
    for encrypting messages in a session.
 | 
						|
    There are nine choices of how to encrypt, including the option not to
 | 
						|
    encrypt:</p>
 | 
						|
 | 
						|
    <ul>
 | 
						|
    <li>No encryption</li>
 | 
						|
    <li>Stream Ciphers
 | 
						|
        <ul>
 | 
						|
        <li>RC4 with 40-bit keys</li>
 | 
						|
        <li>RC4 with 128-bit keys</li>
 | 
						|
        </ul></li>
 | 
						|
    <li>CBC Block Ciphers
 | 
						|
        <ul><li>RC2 with 40 bit key</li>
 | 
						|
        <li>DES with 40 bit key</li>
 | 
						|
        <li>DES with 56 bit key</li>
 | 
						|
        <li>Triple-DES with 168 bit key</li>
 | 
						|
        <li>Idea (128 bit key)</li>
 | 
						|
        <li>Fortezza (96 bit key)</li>
 | 
						|
        </ul></li>
 | 
						|
    </ul>
 | 
						|
 | 
						|
    <p>"CBC" refers to Cipher Block Chaining, which means that a
 | 
						|
    portion of the previously encrypted cipher text is used in the
 | 
						|
    encryption of the current block. "DES" refers to the Data Encryption
 | 
						|
    Standard [<a href="#AC96">AC96</a>, ch12], which has a number of
 | 
						|
    variants (including DES40 and 3DES_EDE). "Idea" is currently one of 
 | 
						|
    the best and cryptographically strongest algorithms available, 
 | 
						|
    and "RC2" is a proprietary algorithm from RSA DSI [<a href="#AC96"
 | 
						|
    >AC96</a>, ch13].</p>
 | 
						|
</section>
 | 
						|
 | 
						|
<section id="digestfuntion">
 | 
						|
<title>Digest Function</title>
 | 
						|
    <p>The choice of digest function determines how a digest is created
 | 
						|
    from a record unit. SSL supports the following:</p>
 | 
						|
 | 
						|
    <ul>
 | 
						|
    <li>No digest (Null choice)</li>
 | 
						|
    <li>MD5, a 128-bit hash</li>
 | 
						|
    <li>Secure Hash Algorithm (SHA-1), a 160-bit hash</li>
 | 
						|
    </ul>
 | 
						|
 | 
						|
    <p>The message digest is used to create a Message Authentication Code
 | 
						|
    (MAC) which is encrypted with the message to verify integrity and to
 | 
						|
    protect against replay attacks.</p>
 | 
						|
</section>
 | 
						|
 | 
						|
<section id="handshake">
 | 
						|
<title>Handshake Sequence Protocol</title>
 | 
						|
    <p>The handshake sequence uses three protocols:</p>
 | 
						|
 | 
						|
    <ul>
 | 
						|
    <li>The <dfn>SSL Handshake Protocol</dfn>
 | 
						|
    for performing the client and server SSL session establishment.</li>
 | 
						|
    <li>The <dfn>SSL Change Cipher Spec Protocol</dfn> for actually
 | 
						|
    establishing agreement on the Cipher Suite for the session.</li>
 | 
						|
    <li>The <dfn>SSL Alert Protocol</dfn> for conveying SSL error
 | 
						|
    messages between client and server.</li>
 | 
						|
    </ul>
 | 
						|
 | 
						|
    <p>These protocols, as well as application protocol data, are
 | 
						|
    encapsulated in the <dfn>SSL Record Protocol</dfn>, as shown in
 | 
						|
    <a href="#figure2">Figure 2</a>. An encapsulated protocol is
 | 
						|
    transferred as data by the lower layer protocol, which does not
 | 
						|
    examine the data. The encapsulated protocol has no knowledge of the
 | 
						|
    underlying protocol.</p>
 | 
						|
 | 
						|
    <p class="figure">
 | 
						|
    <img src="../images/ssl_intro_fig2.gif" alt="" width="428"
 | 
						|
        height="217" /><br />
 | 
						|
    <a id="figure2" name="figure2"><dfn>Figure 2</dfn></a>: SSL Protocol Stack
 | 
						|
    </p>
 | 
						|
 | 
						|
    <p>The encapsulation of SSL control protocols by the record protocol
 | 
						|
    means that if an active session is renegotiated the control protocols
 | 
						|
    will be transmitted securely. If there was no previous session,    
 | 
						|
    the Null cipher suite is used, which means there will be no encryption and
 | 
						|
    messages will have no integrity digests, until the session has been
 | 
						|
    established.</p>
 | 
						|
</section>
 | 
						|
 | 
						|
<section id="datatransfer">
 | 
						|
<title>Data Transfer</title>
 | 
						|
    <p>The SSL Record Protocol, shown in <a href="#figure3">Figure 3</a>,
 | 
						|
    is used to transfer application and SSL Control data between the
 | 
						|
    client and server, where necessary fragmenting this data into smaller units,
 | 
						|
    or combining multiple higher level protocol data messages into single
 | 
						|
    units. It may compress, attach digest signatures, and encrypt these
 | 
						|
    units before transmitting them using the underlying reliable transport
 | 
						|
    protocol (Note: currently, no major SSL implementations include support
 | 
						|
    for compression).</p>
 | 
						|
 | 
						|
    <p class="figure">
 | 
						|
    <img src="../images/ssl_intro_fig3.gif" alt="" width="423"
 | 
						|
        height="323" /><br />
 | 
						|
    <a id="figure3" name="figure3"><dfn>Figure 3</dfn></a>: SSL Record Protocol
 | 
						|
    </p>
 | 
						|
</section>
 | 
						|
 | 
						|
<section id="securehttp">
 | 
						|
<title>Securing HTTP Communication</title>
 | 
						|
    <p>One common use of SSL is to secure Web HTTP communication between
 | 
						|
    a browser and a webserver. This does not preclude the use of
 | 
						|
    non-secured HTTP - the secure version (called HTTPS) is the same as 
 | 
						|
    plain HTTP over SSL, but uses the URL scheme <code>https</code> 
 | 
						|
    rather than <code>http</code>, and a different server port (by default,
 | 
						|
    port 443). This functionality is a large part of what <module
 | 
						|
    >mod_ssl</module> provides for the Apache webserver.</p>
 | 
						|
</section>
 | 
						|
</section>
 | 
						|
<!-- /ssl -->
 | 
						|
 | 
						|
<section id="references">
 | 
						|
<title>References</title>
 | 
						|
<dl>
 | 
						|
<dt><a id="AC96" name="AC96">[AC96]</a></dt>
 | 
						|
<dd>Bruce Schneier, <q>Applied Cryptography</q>, 2nd Edition, Wiley,
 | 
						|
1996. See <a href="http://www.counterpane.com/"
 | 
						|
>http://www.counterpane.com/</a> for various other materials by Bruce
 | 
						|
Schneier.</dd>
 | 
						|
 | 
						|
<dt><a id="X208" name="X208">[X208]</a></dt>
 | 
						|
<dd>ITU-T Recommendation X.208, <q>Specification of Abstract Syntax Notation
 | 
						|
One (ASN.1)</q>, 1988. See for instance <a
 | 
						|
href="http://www.itu.int/rec/recommendation.asp?type=items&lang=e&parent=T-REC-X.208-198811-I"
 | 
						|
>http://www.itu.int/rec/recommendation.asp?type=items&lang=e&parent=T-REC-X.208-198811-I</a>.
 | 
						|
</dd>
 | 
						|
 | 
						|
<dt><a id="X509" name="X509">[X509]</a></dt>
 | 
						|
<dd>ITU-T Recommendation X.509, <q>The Directory - Authentication
 | 
						|
Framework</q>. See for instance <a
 | 
						|
href="http://www.itu.int/rec/recommendation.asp?type=folders&lang=e&parent=T-REC-X.509"
 | 
						|
>http://www.itu.int/rec/recommendation.asp?type=folders&lang=e&parent=T-REC-X.509</a>.
 | 
						|
</dd>
 | 
						|
 | 
						|
<dt><a id="PKCS" name="PKCS">[PKCS]</a></dt>
 | 
						|
<dd><q>Public Key Cryptography Standards (PKCS)</q>, 
 | 
						|
RSA Laboratories Technical Notes, See <a
 | 
						|
href="http://www.rsasecurity.com/rsalabs/pkcs/"
 | 
						|
>http://www.rsasecurity.com/rsalabs/pkcs/</a>.</dd>
 | 
						|
 | 
						|
<dt><a id="MIME" name="MIME">[MIME]</a></dt>
 | 
						|
<dd>N. Freed, N. Borenstein, <q>Multipurpose Internet Mail Extensions
 | 
						|
(MIME) Part One: Format of Internet Message Bodies</q>, RFC2045.
 | 
						|
See for instance <a href="http://ietf.org/rfc/rfc2045.txt"
 | 
						|
>http://ietf.org/rfc/rfc2045.txt</a>.</dd>
 | 
						|
 | 
						|
<dt><a id="SSL2" name="SSL2">[SSL2]</a></dt>
 | 
						|
<dd>Kipp E.B. Hickman, <q>The SSL Protocol</q>, 1995. See <a
 | 
						|
href="http://www.netscape.com/eng/security/SSL_2.html"
 | 
						|
>http://www.netscape.com/eng/security/SSL_2.html</a>.</dd>
 | 
						|
 | 
						|
<dt><a id="SSL3" name="SSL3">[SSL3]</a></dt>
 | 
						|
<dd>Alan O. Freier, Philip Karlton, Paul C. Kocher, <q>The SSL Protocol
 | 
						|
Version 3.0</q>, 1996. See <a
 | 
						|
href="http://www.netscape.com/eng/ssl3/draft302.txt"
 | 
						|
>http://www.netscape.com/eng/ssl3/draft302.txt</a>.</dd>
 | 
						|
 | 
						|
<dt><a id="TLS1" name="TLS1">[TLS1]</a></dt>
 | 
						|
<dd>Tim Dierks, Christopher Allen, <q>The TLS Protocol Version 1.0</q>,
 | 
						|
1999. See <a href="http://ietf.org/rfc/rfc2246.txt"
 | 
						|
>http://ietf.org/rfc/rfc2246.txt</a>.</dd>
 | 
						|
</dl>
 | 
						|
</section>
 | 
						|
<!-- /references -->
 | 
						|
 | 
						|
</manualpage>
 |