# The XML C library for Gnome

## libxml, a.k.a. gnome-xml

- Introduction
- Documentation
- Reporting bugs and getting help
- how to help
- Downloads
- News
- XML
- XSLT
- The tree output
- The SAX interface
- The XML library interfaces
  - Invoking the parser: the pull way
  - Invoking the parser: the push way
  - Invoking the parser: the SAX interface
  - Building a tree from scratch
  - Traversing the tree
  - Modifying the tree
  - Saving the tree
  - Compression
- Entities or no entities
- Namespaces
- Validation
- DOM principles
- A real example
- Contributions

Separate documents:

- upgrade instructions for migrating to libxml2
- libxml Internationalization support
- libxml Input/Output interfaces
- libxml Memory interfaces
- a short introduction about DTDs and libxml
- the libxslt page
- the gdome2 page: a standard DOM interface for libxml2

## Introduction

This document describes libxml, the XML C library developped for the Gnome project. XML is a standard for building tag-based structured documents/data.

Here are some key points about libxml:

- Libxml exports Push and Pull type parser interfaces for both XML and HTML.
- Libxml can do DTD validation at parse time, using a parsed document instance, or with an arbitrary DTD.
- Libxml now includes nearly complete XPath and XPointer implementations.
- It is written in plain C, making as few assumptions as possible, and sticking closely to ANSI C/POSIX for easy embedding. Works on Linux/Unix/Windows, ported to a number of other platforms.
- Basic support for HTTP and FTP client allowing aplications to fetch remote resources
- The design is modular, most of the extensions can be compiled out.
- The internal document repesentation is as close as possible to the DOM interfaces.
- Libxml also has a SAX like interface; the interface is designed to be compatible with Expat.
- This library is released both under the W3C IPR and the GNU LGPL. Use either at your convenience, basically this should make everybody happy, if not, drop me a mail.

Warning: unless you are forced to because your application links with a Gnome library requiring it, Do Not Use libxml1, use libxml2

## Documentation

There are some on-line resources about using libxml:

1. Check the FAQ
2. Check the extensive documentation automatically extracted from code comments (using gtk doc).
3. Look at the documentation about libxml internationalization support
4. This page provides a global overview and some examples on how to use libxml.
5. James Henstridge wrote some nice documentation explaining how to use the libxml SAX interface.
6. George Lebl wrote an article for IBM developerWorks about using libxml.
7. Check the TODO file
8. Read the 1.x to 2.x upgrade path. If you are starting a new project using libxml you should really use the 2.x version.
9. And don't forget to look at the mailing-list archive.

## Reporting bugs and getting help

Well, bugs or missing features are always possible, and I will make a point of fixing them in a timely fashion. The best way to report a bug is to use the Gnome bug tracking database (make sure to use the "libxml" module name). I look at reports there regularly and it's good to have a reminder when a bug is still open. Check the instructions on reporting bugs and be sure to specify that the bug is for the package libxml.

There is also a mailing-list xml@gnome.org for libxml, with an on-line archive (old). To subscribe to this list, please visit the associated Web page and follow the instructions. Do not send code, I won't debug it (but patches are really appreciated!), make sure you can reproduce the bug with xmllint or one of the test programs found in source in the distribution and send the command showing the error as well as the input (as an attachement), thanks.

Alternatively, you can just send the bug to the xml@gnome.org list; if it's really libxml related I will approve it.. Please do not send me mail directly especially for portability problem, it makes things really harder to track and in some cases I'm not the best person to answer a given question, ask the list instead.

Of course, bugs reported with a suggested patch for fixing them will probably be processed faster.

If you're looking for help, a quick look at the list archive may actually provide the answer, I usually send source samples when answering libxml usage questions. The auto-generated documentantion is not as polished as I would like (i need to learn more about Docbook), but it's a good starting point.

## How to help

You can help the project in various ways, the best thing to do first is to subscribe to the mailing-list as explained before, check the archives and the Gnome bug database::

1. provide patches when you find problems
2. provide the diffs when you port libxml to a new platform. They may not be integrated in all cases but help pinpointing portability problems and
3. provide documentation fixes (either as patches to the code comments or as HTML diffs).
4. provide new documentations pieces (translations, examples, etc ...)
5. Check the TODO file and try to close one of the items
6. take one of the points raised in the archive or the bug database and provide a fix. Get in touch with me before to avoid synchronization problems and check that the suggested fix will fit in nicely :-)

## Downloads

The latest versions of libxml can be found on xmlsoft.org (Seattle, France) or on the Gnome FTP server either as a source archive or RPM packages. (NOTE that you need both the libxml(2) and libxml(2)-devel packages installed to compile applications using libxml.)

Snapshot:

- Code from the W3C cvs base libxml cvs-snapshot.tar.gz
- Docs, content of the web site, the list archive included libxml-docs.tar.gz

Contribs:

I do accept external contributions, especially if compiling on another platform, get in touch with me to upload the package. I will keep them in the contrib directory

Libxml is also available from CVS:

- The Gnome CVS base. Check the Gnome CVS Tools page; the CVS module is gnome-xml.

- The libxslt module is also present there

## News

### CVS only : check the Changelog file for a really accurate description

Items floating around but not actively worked on, get in touch with me if you want to test those

- Implementing XSLT, this is done as a separate C library on top of libxml called libxslt
- Finishing up XPointer and XInclude
- (seeems working but delayed from release) parsing/import of Docbook SGML docs

### 2.3.12: June 26 2001

- lots of cleanup
- a couple of validation fix
- fixed line number counting
- fixed serious problems in the XInclude processing
- added support for UTF8 BOM at beginning of entities
- fixed a strange gcc optimizer bugs in xpath handling of float, gcc-3.0 miscompile uri.c (William), Thomas Leitner provided a fix for the optimizer on Tru64
- incorporated Yon Derek and Igor Zlatkovic fixes and improvements for compilation on Windows MSC
- update of libxml-doc.el (Felix Natter)
- fixed 2 bugs in URI normalization code

### 2.3.11: June 17 2001

- updates to trio, Makefiles and configure should fix some portability problems (alpha)
- fixed some HTML serialization problems (pre, script, and block/inline handling), added encoding aware APIs, cleanup of this code
- added xmlHasNsProp()
- implemented a specific PI for encoding support in the DocBook SGML parser
- some XPath fixes (-Infinity, / as a function parameter and namespaces node selection)
- fixed a performance problem and an error in the validation code
- fixed XInclude routine to implement the recursive behaviour
- fixed xmlFreeNode problem when libxml is included statically twice
- added --version to xmllint for bug reports

### 2.3.10: June 1 2001

- fixed the SGML catalog support
- a number of reported bugs got fixed, in XPath, iconv detection, XInclude processing
- XPath string function should now handle unicode correctly

### 2.3.9: May 19 2001

Lots of bugfixes, and added a basic SGML catalog support:

- HTML push bugfix #54891 and another patch from Jonas Borgström
- some serious speed optimisation again
- some documentation cleanups
- trying to get better linking on solaris (-R)
- XPath API cleanup from Thomas Broyer
- Validation bug fixed #54631, added a patch from Gary Pennington, fixed xmlValidGetValidElements()
- Added an INSTALL file
- Attribute removal added to API: #54433
- added a basic support for SGML catalogs
- fixed xmlKeepBlanksDefault(0) API
- bugfix in xmlNodeGetLang()
- fixed a small configure portability problem
- fixed an inversion of SYSTEM and PUBLIC identifier in HTML document

### 1.8.13: May 14 2001

- bugfixes release of the old libxml1 branch used by Gnome

### 2.3.8: May 3 2001

- Integrated an SGML DocBook parser for the Gnome project
- Fixed a few things in the HTML parser
- Fixed some XPath bugs raised by XSLT use, tried to fix the floating point portability issue
- Speed improvement (8M/s for SAX, 3M/s for DOM, 1.5M/s for DOM+validation using the XML REC as input and a 700MHz celeron).
- incorporated more Windows cleanup
- added xmlSaveFormatFile()
- fixed problems in copying nodes with entities references (gdome)
- removed some troubles surrounding the new validation module

### 2.3.7: April 22 2001

- lots of small bug fixes, corrected XPointer
- Non determinist content model validation support
- added xmlDocCopyNode for gdome2
- revamped the way the HTML parser handles end of tags
- XPath: corrctions of namespacessupport and number formatting
- Windows: Igor Zlatkovic patches for MSC compilation
- HTML ouput fixes from P C Chow and William M. Brack
- Improved validation speed sensible for DocBook
- fixed a big bug with ID declared in external parsed entities
- portability fixes, update of Trio from Bjorn Reese

### 2.3.6: April 8 2001

- Code cleanup using extreme gcc compiler warning options, found and cleared half a dozen potential problem
- the Eazel team found an XML parser bug
- cleaned up the user of some of the string formatting function. used the trio library code to provide the one needed when the platform is missing them
- xpath: removed a memory leak and fixed the predicate evaluation problem, extended the testsuite and cleaned up the result. XPointer seems broken ...

### 2.3.5: Mar 23 2001

- Biggest change is separate parsing and evaluation of XPath expressions, there is some new APIs for this too
- included a number of bug fixes(XML push parser, 51876, notations, 52299)
- Fixed some portability issues

### 2.3.4: Mar 10 2001

- Fixed bugs #51860 and #51861
- Added a global variable xmlDefaultBufferSize to allow default buffer size to be application tunable.
- Some cleanup in the validation code, still a bug left and this part should probably be rewritten to support ambiguous content model :-\
- Fix a couple of serious bugs introduced or raised by changes in 2.3.3 parser
- Fixed another bug in xmlNodeGetContent()
- Bjorn fixed XPath node collection and Number formatting
- Fixed a loop reported in the HTML parsing
- blank space are reported even if the Dtd content model proves that they are formatting spaces, this is for XmL conformance

### 2.3.3: Mar 1 2001

- small change in XPath for XSLT
- documentation cleanups
- fix in validation by Gary Pennington
- serious parsing performances improvements

### 2.3.2: Feb 24 2001

- chasing XPath bugs, found a bunch, completed some TODO
- fixed a Dtd parsing bug
- fixed a bug in xmlNodeGetContent
- ID/IDREF support partly rewritten by Gary Pennington

### 2.3.1: Feb 15 2001

- some XPath and HTML bug fixes for XSLT
- small extension of the hash table interfaces for DOM gdome2 implementation
- A few bug fixes

### 2.3.0: Feb 8 2001 (2.2.12 was on 25 Jan but I didn't kept track)

- Lots of XPath bug fixes
- Add a mode with Dtd lookup but without validation error reporting for XSLT
- Add support for text node without escaping (XSLT)
- bug fixes for xmlCheckFilename
- validation code bug fixes from Gary Pennington
- Patch from Paul D. Smith correcting URI path normalization
- Patch to allow simultaneous install of libxml-devel and libxml2-devel
- the example Makefile is now fixed
- added HTML to the RPM packages
- tree copying bugfixes
- updates to Windows makefiles
- optimisation patch from Bjorn Reese

### 2.2.11: Jan 4 2001

- bunch of bug fixes (memory I/O, xpath, ftp/http, ...)
- added htmlHandleOmittedElem()
- Applied Bjorn Reese's IPV6 first patch
- Applied Paul D. Smith patches for validation of XInclude results
- added XPointer xmlns() new scheme support

### 2.2.10: Nov 25 2000

- Fix the Windows problems of 2.2.8
- integrate OpenVMS patches
- better handling of some nasty HTML input
- Improved the XPointer implementation
- integrate a number of provided patches

### 2.2.9: Nov 25 2000

- erroneous release :-(

### 2.2.8: Nov 13 2000

- First version of XInclude support
- Patch in conditional section handling
- updated MS compiler project
- fixed some XPath problems
- added an URI escaping function
- some other bug fixes

### 2.2.7: Oct 31 2000

- added message redirection
- XPath improvements (thanks TOM !)
- xmlIOParseDTD() added
- various small fixes in the HTML, URI, HTTP and XPointer support
- some cleanup of the Makefile, autoconf and the distribution content

### 2.2.6: Oct 25 2000:

- Added an hash table module, migrated a number of internal structure to those
- Fixed a posteriori validation problems
- HTTP module cleanups
- HTML parser improvements (tag errors, script/style handling, attribute normalization)
- coalescing of adjacent text nodes
- couple of XPath bug fixes, exported the internal API

### 2.2.5: Oct 15 2000:

- XPointer implementation and testsuite
- Lot of XPath fixes, added variable and functions registration, more tests
- Portability fixes, lots of enhancements toward an easy Windows build and release
- Late validation fixes
- Integrated a lot of contributed patches
- added memory management docs
- a performance problem when using large buffer seems fixed

### 2.2.4: Oct 1 2000:

- main XPath problem fixed
- Integrated portability patches for Windows
- Serious bug fixes on the URI and HTML code

### 2.2.3: Sep 17 2000

- bug fixes
- cleanup of entity handling code
- overall review of all loops in the parsers, all sprintf usage has been checked too
- Far better handling of larges Dtd. Validating against Docbook XML Dtd works smoothly now.

### 1.8.10: Sep 6 2000

- bug fix release for some Gnome projects

### 2.2.2: August 12 2000

- mostly bug fixes
- started adding routines to access xml parser context options

### 2.2.1: July 21 2000

- a purely bug fixes release
- fixed an encoding support problem when parsing from a memory block
- fixed a DOCTYPE parsing problem
- removed a bug in the function allowing to override the memory allocation routines

### 2.2.0: July 14 2000

- applied a lot of portability fixes
- better encoding support/cleanup and saving (content is now always encoded in UTF-8)
- the HTML parser now correctly handles encodings
- added xmlHasProp()
- fixed a serious problem with &#38;
- propagated the fix to FTP client
- cleanup, bugfixes, etc ...
- Added a page about libxml Internationalization support

### 1.8.9: July 9 2000

- fixed the spec the RPMs should be better
- fixed a serious bug in the FTP implementation, released 1.8.9 to solve rpmfind users problem

### 2.1.1: July 1 2000

- fixes a couple of bugs in the 2.1.0 packaging
- improvements on the HTML parser

### 2.1.0 and 1.8.8: June 29 2000

- 1.8.8 is mostly a comodity package for upgrading to libxml2 accoding to new instructions. It fixes a nasty problem about &#38; charref parsing
- 2.1.0 also ease the upgrade from libxml v1 to the recent version. it also contains numerous fixes and enhancements:
  - added xmlStopParser() to stop parsing
  - improved a lot parsing speed when there is large CDATA blocs
  - includes XPath patches provided by Picdar Technology
  - tried to fix as much as possible DtD validation and namespace related problems
  - output to a given encoding has been added/tested
  - lot of various fixes

### 2.0.0: Apr 12 2000

- First public release of libxml2. If you are using libxml, it's a good idea to check the 1.x to 2.x upgrade instructions. NOTE: while initally scheduled for Apr 3 the relase occured only on Apr 12 due to massive workload.
- The include are now located under $prefix/include/libxml (instead of $prefix/include/gnome-xml), they also are referenced by

      #include <libxml/xxx.h>

  instead of

      #include "xxx.h"

- a new URI module for parsing URIs and following strictly RFC 2396
- the memory allocation routines used by libxml can now be overloaded dynamically by using xmlMemSetup()
- The previously CVS only tool tester has been renamed xmllint and is now installed as part of the libxml2 package
- The I/O interface has been revamped. There is now ways to plug in specific I/O modules, either at the URI scheme detection level using xmlRegisterInputCallbacks() or by passing I/O functions when creating a parser context using xmlCreateIOParserCtxt()
- there is a C preprocessor macro LIBXML_VERSION providing the version number of the libxml module in use
- a number of optional features of libxml can now be excluded at configure time (FTP/HTTP/HTML/XPath/Debug)

### 2.0.0beta: Mar 14 2000

- This is a first Beta release of libxml version 2
- It's available only fromxmlsoft.org FTP, it's packaged as libxml2-2.0.0beta and available as tar and RPMs
- This version is now the head in the Gnome CVS base, the old one is available under the tag LIB_XML_1_X
- This includes a very large set of changes. Froma programmatic point of view applications should not have to be modified too much, check the upgrade page
- Some interfaces may changes (especially a bit about encoding).
- the updates includes:
  - fix I18N support. ISO-Latin-x/UTF-8/UTF-16 (nearly) seems correctly handled now
  - Better handling of entities, especially well formedness checking and proper PEref extensions in external subsets
  - DTD conditional sections
  - Validation now correcly handle entities content
  - change structures to accomodate DOM
- Serious progress were made toward compliance, here are the result of the test against the OASIS testsuite (except the japanese tests since I don't support that encoding yet). This URL is rebuilt every couple of hours using the CVS head version.

### 1.8.7: Mar 6 2000

- This is a bug fix release:
- It is possible to disable the ignorable blanks heuristic used by libxml-1.x, a new function xmlKeepBlanksDefault(0) will allow this. Note that for adherence to XML spec, this behaviour will be disabled by default in 2.x . The same function will allow to keep compatibility for old code.
- Blanks in <a> </a> constructs are not ignored anymore, avoiding heuristic is really the Right Way :-\
- The unchecked use of snprintf which was breaking libxml-1.8.6 compilation on some platforms has been fixed
- nanoftp.c nanohttp.c: Fixed '#' and '?' stripping when processing URIs

### 1.8.6: Jan 31 2000

- added a nanoFTP transport module, debugged until the new version of rpmfind can use it without troubles

### 1.8.5: Jan 21 2000

- adding APIs to parse a well balanced chunk of XML (production [43] content of the XML spec)
- fixed a hideous bug in xmlGetProp pointed by Rune.Djurhuus@fast.no
- Jody Goldberg <jgoldberg@home.com> provided another patch trying to solve the zlib checks problems
- The current state in gnome CVS base is expected to ship as 1.8.5 with gnumeric soon

### 1.8.4: Jan 13 2000

- bug fixes, reintroduced xmlNewGlobalNs(), fixed xmlNewNs()
- all exit() call should have been removed from libxml
- fixed a problem with INCLUDE_WINSOCK on WIN32 platform
- added newDocFragment()

### 1.8.3: Jan 5 2000

- a Push interface for the XML and HTML parsers
- a shell-like interface to the document tree (try tester --shell :-)
- lots of bug fixes and improvement added over XMas hollidays
- fixed the DTD parsing code to work with the xhtml DTD
- added xmlRemoveProp(), xmlRemoveID() and xmlRemoveRef()
- Fixed bugs in xmlNewNs()
- External entity loading code has been revamped, now it uses xmlLoadExternalEntity(), some fix on entities processing were added
- cleaned up WIN32 includes of socket stuff

### 1.8.2: Dec 21 1999

- I got another problem with includes and C++, I hope this issue is fixed for good this time
- Added a few tree modification functions: xmlReplaceNode, xmlAddPrevSibling, xmlAddNextSibling, xmlNodeSetName and xmlDocSetRootElement
- Tried to improve the HTML output with help from Chris Lahey

### 1.8.1: Dec 18 1999

- various patches to avoid troubles when using libxml with C++ compilers the "namespace" keyword and C escaping in include files
- a problem in one of the core macros IS_CHAR was corrected
- fixed a bug introduced in 1.8.0 breaking default namespace processing, and more specifically the Dia application
- fixed a posteriori validation (validation after parsing, or by using a Dtd not specified in the original document)
- fixed a bug in

### 1.8.0: Dec 12 1999

- cleanup, especially memory wise
- the parser should be more reliable, especially the HTML one, it should not crash, whatever the input !
- Integrated various patches, especially a speedup improvement for large dataset from Carl Nygard, configure with --with-buffers to enable them.
- attribute normalization, oops should have been added long ago !
- attributes defaulted from Dtds should be available, xmlSetProp() now does entities escapting by default.

### 1.7.4: Oct 25 1999

- Lots of HTML improvement
- Fixed some errors when saving both XML and HTML
- More examples, the regression tests should now look clean
- Fixed a bug with contiguous charref

### 1.7.3: Sep 29 1999

- portability problems fixed
- snprintf was used unconditionnally, leading to link problems on system were it's not available, fixed

### 1.7.1: Sep 24 1999

- The basic type for strings manipulated by libxml has been renamed in 1.7.1 from CHAR to xmlChar. The reason is that CHAR was conflicting with a predefined type on Windows. However on non WIN32 environment, compatibility is provided by the way of a #define .
- Changed another error : the use of a structure field called errno, and leading to troubles on platforms where it's a macro

### 1.7.0: sep 23 1999

- Added the ability to fetch remote DTD or parsed entities, see the nanohttp module.
- Added an errno to report errors by another mean than a simple printf like callback
- Finished ID/IDREF support and checking when validation
- Serious memory leaks fixed (there is now a memory wrapper module)
- Improvement of XPath implementation
- Added an HTML parser front-end

## XML

XML is a standard for markup-based structured documents. Here is an example XML document:

    <?xml version="1.0"?>
    <EXAMPLE prop1="gnome is great" prop2="&amp; linux too">
      <head>
       <title>Welcome to Gnome</title>
      </head>
      <chapter>
       <title>The Linux adventure</title>
       <p>bla bla bla ...</p>
       <image href="linus.gif"/>
       <p>...</p>
      </chapter>
    </EXAMPLE>

The first line specifies that it's an XML document and gives useful information about its encoding. Then the document is a text format whose structure is specified by tags between brackets. Each tag opened has to be closed. XML is pedantic about this. However, if a tag is empty (no content), a single tag can serve as both the opening and closing tag if it ends with `/>` rather than with `>`. Note that, for example, the image tag has no content (just an attribute) and is closed by ending the tag with `/>`.

XML can be applied sucessfully to a wide range of uses, from long term structured document maintenance (where it follows the steps of SGML) to simple data encoding mechanisms like configuration file formatting (glade), spreadsheets (gnumeric), or even shorter lived documents such as WebDAV where it is used to encode remote calls between a client and a server.

## XSLT

Check the separate libxslt page

XSL Transformations, is a language for transforming XML documents into other XML documents (or HTML/textual output).

A separate library called libxslt is being built on top of libxml2. This module "libxslt" can be found in the Gnome CVS base too.

You can check the features supported and the progresses on the Changelog

## An overview of libxml architecture

Libxml is made of multiple components; some of them are optional, and most of the block interfaces are public. The main components are:

- an Input/Output layer
- FTP and HTTP client layers (optional)
- an Internationalization layer managing the encodings support
- a URI module
- the XML parser and its basic SAX interface
- an HTML parser using the same SAX interface (optional)
- a SAX tree module to build an in-memory DOM representation
- a tree module to manipulate the DOM representation
- a validation module using the DOM representation (optional)
- an XPath module for global lookup in a DOM representation (optional)
- a debug module (optional)

Graphically this gives the following:

## The tree output

The parser returns a tree built during the document analysis. The value returned is an xmlDocPtr (i.e., a pointer to an xmlDoc structure). This structure contains information such as the file name, the document type, and a children pointer which is the root of the document (or more exactly the first child under the root which is the document). The tree is made of xmlNodes, chained in double-linked lists of siblings and with a children<->parent relationship. An xmlNode can also carry properties (a chain of xmlAttr structures). An attribute may have a value which is a list of TEXT or ENTITY_REF nodes.

Here is an example (erroneous with respect to the XML spec since there should be only one ELEMENT under the root):

In the source package there is a small program (not installed by default) called xmllint which parses XML files given as argument and prints them back as parsed. This is useful for detecting errors both in XML code and in the XML parser itself. It has an option --debug which prints the actual in-memory structure of the document; here is the result with the example given before:

    DOCUMENT
    version=1.0
    standalone=true
      ELEMENT EXAMPLE
        ATTRIBUTE prop1
          TEXT
          content=gnome is great
        ATTRIBUTE prop2
          ENTITY_REF
          TEXT
          content= linux too
        ELEMENT head
          ELEMENT title
            TEXT
            content=Welcome to Gnome
        ELEMENT chapter
          ELEMENT title
            TEXT
            content=The Linux adventure
          ELEMENT p
            TEXT
            content=bla bla bla ...
          ELEMENT image
            ATTRIBUTE href
              TEXT
              content=linus.gif
          ELEMENT p
            TEXT
            content=...

This should be useful for learning the internal representation model.

## The SAX interface

Sometimes the DOM tree output is just too large to fit reasonably into memory. In that case (and if you don't expect to save back the XML document loaded using libxml), it's better to use the SAX interface of libxml. SAX is a callback-based interface to the parser. Before parsing, the application layer registers a customized set of callbacks which are called by the library as it progresses through the XML input.

To get more detailed step-by-step guidance on using the SAX interface of libxml, see the nice documentation.written by James Henstridge.

You can debug the SAX behaviour by using the testSAX program located in the gnome-xml module (it's usually not shipped in the binary packages of libxml, but you can find it in the tar source distribution). Here is the sequence of callbacks that would be reported by testSAX when parsing the example XML document shown earlier:

    SAX.setDocumentLocator()
    SAX.startDocument()
    SAX.getEntity(amp)
    SAX.startElement(EXAMPLE, prop1='gnome is great', prop2='&amp; linux too')
    SAX.characters(   , 3)
    SAX.startElement(head)
    SAX.characters(    , 4)
    SAX.startElement(title)
    SAX.characters(Welcome to Gnome, 16)
    SAX.endElement(title)
    SAX.characters(   , 3)
    SAX.endElement(head)
    SAX.characters(   , 3)
    SAX.startElement(chapter)
    SAX.characters(    , 4)
    SAX.startElement(title)
    SAX.characters(The Linux adventure, 19)
    SAX.endElement(title)
    SAX.characters(    , 4)
    SAX.startElement(p)
    SAX.characters(bla bla bla ..., 15)
    SAX.endElement(p)
    SAX.characters(    , 4)
    SAX.startElement(image, href='linus.gif')
    SAX.endElement(image)
    SAX.characters(    , 4)
    SAX.startElement(p)
    SAX.characters(..., 3)
    SAX.endElement(p)
    SAX.characters(   , 3)
    SAX.endElement(chapter)
    SAX.characters( , 1)
    SAX.endElement(EXAMPLE)
    SAX.endDocument()

Most of the other interfaces of libxml are based on the DOM tree-building facility, so nearly everything up to the end of this document presupposes the use of the standard DOM tree build. Note that the DOM tree itself is built by a set of registered default callbacks, without internal specific interface.

## The XML library interfaces

This section is directly intended to help programmers getting bootstrapped using the XML library from the C language. It is not intended to be extensive. I hope the automatically generated documents will provide the completeness required, but as a separate set of documents. The interfaces of the XML library are by principle low level, there is nearly zero abstraction. Those interested in a higher level API should look at DOM.

The parser interfaces for XML are separated from the HTML parser interfaces. Let's have a look at how the XML parser can be called:

### Invoking the parser : the pull method

Usually, the first thing to do is to read an XML input. The parser accepts documents either from in-memory strings or from files. The functions are defined in "parser.h":

`xmlDocPtr xmlParseMemory(char *buffer, int size);`

  Parse a null-terminated string containing the document.

`xmlDocPtr xmlParseFile(const char *filename);`

  Parse an XML document contained in a (possibly compressed) file.

The parser returns a pointer to the document structure (or NULL in case of failure).

### Invoking the parser: the push method

In order for the application to keep the control when the document is being fetched (which is common for GUI based programs) libxml provides a push interface, too, as of version 1.8.3. Here are the interface functions:

    xmlParserCtxtPtr xmlCreatePushParserCtxt(xmlSAXHandlerPtr sax,
                                             void *user_data,
                                             const char *chunk,
                                             int size,
                                             const char *filename);
    int              xmlParseChunk          (xmlParserCtxtPtr ctxt,
                                             const char *chunk,
                                             int size,
                                             int terminate);

and here is a simple example showing how to use the interface:

                FILE *f;

                f = fopen(filename, "r");
                if (f != NULL) {
                    int res, size = 1024;
                    char chars[1024];
                    xmlParserCtxtPtr ctxt;

                    res = fread(chars, 1, 4, f);
                    if (res > 0) {
                        ctxt = xmlCreatePushParserCtxt(NULL, NULL,
                                    chars, res, filename);
                        while ((res = fread(chars, 1, size, f)) > 0) {
                            xmlParseChunk(ctxt, chars, res, 0);
                        }
                        xmlParseChunk(ctxt, chars, 0, 1);
                        doc = ctxt->myDoc;
                        xmlFreeParserCtxt(ctxt);
                    }
                }

The HTML parser embedded into libxml also has a push interface; the functions are just prefixed by "html" rather than "xml".

### Invoking the parser: the SAX interface

The tree-building interface makes the parser memory-hungry, first loading the document in memory and then building the tree itself. Reading a document without building the tree is possible using the SAX interfaces (see SAX.h and James Henstridge's documentation). Note also that the push interface can be limited to SAX: just use the two first arguments of `xmlCreatePushParserCtxt()`.

### Building a tree from scratch

The other way to get an XML tree in memory is by building it. Basically there is a set of functions dedicated to building new elements. (These are also described in <libxml/tree.h>.) For example, here is a piece of code that produces the XML document used in the previous examples:

        #include <libxml/tree.h>
        xmlDocPtr doc;
        xmlNodePtr tree, subtree;

        doc = xmlNewDoc("1.0");
        doc->children = xmlNewDocNode(doc, NULL, "EXAMPLE", NULL);
        xmlSetProp(doc->children, "prop1", "gnome is great");
        xmlSetProp(doc->children, "prop2", "& linux too");
        tree = xmlNewChild(doc->children, NULL, "head", NULL);
        subtree = xmlNewChild(tree, NULL, "title", "Welcome to Gnome");
        tree = xmlNewChild(doc->children, NULL, "chapter", NULL);
        subtree = xmlNewChild(tree, NULL, "title", "The Linux adventure");
        subtree = xmlNewChild(tree, NULL, "p", "bla bla bla ...");
        subtree = xmlNewChild(tree, NULL, "image", NULL);
        xmlSetProp(subtree, "href", "linus.gif");

Not really rocket science ...

### Traversing the tree

Basically by including "tree.h" your code has access to the internal structure of all the elements of the tree. The names should be somewhat simple like parent, children, next, prev, properties, etc... For example, still with the previous example:

    doc->children->children->children

points to the title element,

    doc->children->children->next->children->children

points to the text node containing the chapter title "The Linux adventure".

NOTE: XML allows PIs and comments to be present before the document root, so `doc->children` may point to an element which is not the document Root Element; a function `xmlDocGetRootElement()` was added for this purpose.

### Modifying the tree

Functions are provided for reading and writing the document content. Here is an excerpt from the tree API:

`xmlAttrPtr xmlSetProp(xmlNodePtr node, const xmlChar *name, const xmlChar *value);`

  This sets (or changes) an attribute carried by an ELEMENT node. The value can be NULL.

`const xmlChar *xmlGetProp(xmlNodePtr node, const xmlChar *name);`

  This function returns a pointer to new copy of the property content. Note that the user must deallocate the result.

Two functions are provided for reading and writing the text associated with elements:

`xmlNodePtr xmlStringGetNodeList(xmlDocPtr doc, const xmlChar *value);`

  This function takes an "external" string and converts it to one text node or possibly to a list of entity and text nodes. All non-predefined entity references like &Gnome; will be stored internally as entity nodes, hence the result of the function may not be a single node.

`xmlChar *xmlNodeListGetString(xmlDocPtr doc, xmlNodePtr list, int inLine);`

  This function is the inverse of `xmlStringGetNodeList()`. It generates a new string containing the content of the text and entity nodes. Note the extra argument inLine. If this argument is set to 1, the function will expand entity references. For example, instead of returning the &Gnome; XML encoding in the string, it will substitute it with its value (say, "GNU Network Object Model Environment").

### Saving a tree

Basically 3 options are possible:

`void xmlDocDumpMemory(xmlDocPtr cur, xmlChar**mem, int *size);`

  Returns a buffer into which the document has been saved.

`extern void xmlDocDump(FILE *f, xmlDocPtr doc);`

  Dumps a document to an open file descriptor.

`int xmlSaveFile(const char *filename, xmlDocPtr cur);`

  Saves the document to a file. In this case, the compression interface is triggered if it has been turned on.

### Compression

The library transparently handles compression when doing file-based accesses. The level of compression on saves can be turned on either globally or individually for one file:

`int xmlGetDocCompressMode (xmlDocPtr doc);`

  Gets the document compression ratio (0-9).

`void xmlSetDocCompressMode (xmlDocPtr doc, int mode);`

  Sets the document compression ratio.

`int xmlGetCompressMode(void);`

  Gets the default compression ratio.

`void xmlSetCompressMode(int mode);`

  Sets the default compression ratio.

## Entities or no entities

Entities in principle are similar to simple C macros. An entity defines an abbreviation for a given string that you can reuse many times throughout the content of your document. Entities are especially useful when a given string may occur frequently within a document, or to confine the change needed to a document to a restricted area in the internal subset of the document (at the beginning). Example:

    1 <?xml version="1.0"?>
    2 <!DOCTYPE EXAMPLE SYSTEM "example.dtd" [
    3 <!ENTITY xml "Extensible Markup Language">
    4 ]>
    5 <EXAMPLE>
    6    &xml;
    7 </EXAMPLE>

Line 3 declares the xml entity. Line 6 uses the xml entity, by prefixing its name with '&' and following it by ';' without any spaces added. There are 5 predefined entities in libxml allowing you to escape charaters with predefined meaning in some parts of the xml document content: &lt; for the character '<', &gt; for the character '>', &apos; for the character ''', &quot; for the character '"', and &amp; for the character '&'.

One of the problems related to entities is that you may want the parser to substitute an entity's content so that you can see the replacement text in your application. Or you may prefer to keep entity references as such in the content to be able to save the document back without losing this usually precious information (if the user went through the pain of explicitly defining entities, he may have a a rather negative attitude if you blindly susbtitute them as saving time). The xmlSubstituteEntitiesDefault() function allows you to check and change the behaviour, which is to not substitute entities by default.

Here is the DOM tree built by libxml for the previous document in the default case:

    /gnome/src/gnome-xml -> ./xmllint --debug test/ent1
    DOCUMENT
    version=1.0
       ELEMENT EXAMPLE
         TEXT
         content=
         ENTITY_REF
           INTERNAL_GENERAL_ENTITY xml
           content=Extensible Markup Language
         TEXT
         content=

And here is the result when substituting entities:

    /gnome/src/gnome-xml -> ./tester --debug --noent test/ent1
    DOCUMENT
    version=1.0
       ELEMENT EXAMPLE
         TEXT
         content=     Extensible Markup Language

So, entities or no entities? Basically, it depends on your use case. I suggest that you keep the non-substituting default behaviour and avoid using entities in your XML document or data if you are not willing to handle the entity references elements in the DOM tree.

Note that at save time libxml enforces the conversion of the predefined entities where necessary to prevent well-formedness problems, and will also transparently replace those with chars (i.e. it will not generate entity reference elements in the DOM tree or call the reference() SAX callback when finding them in the input).

WARNING: handling entities on top of the libxml SAX interface is difficult!!! If you plan to use non-predefined entities in your documents, then the learning cuvre to handle then using the SAX API may be long. If you plan to use complex documents, I strongly suggest you consider using the DOM interface instead and let libxml deal with the complexity rather than trying to do it yourself.

## Namespaces

The libxml library implements XML namespaces support by recognizing namespace contructs in the input, and does namespace lookup automatically when building the DOM tree. A namespace declaration is associated with an in-memory structure and all elements or attributes within that namespace point to it. Hence testing the namespace is a simple and fast equality operation at the user level.

I suggest that people using libxml use a namespace, and declare it in the root element of their document as the default namespace. Then they don't need to use the prefix in the content but we will have a basis for future semantic refinement and merging of data from different sources. This doesn't increase the size of the XML output significantly, but significantly increases its value in the long-term. Example:

    <mydoc xmlns="http://mydoc.example.org/schemas/">
       <elem1>...</elem1>
       <elem2>...</elem2>
    </mydoc>

The namespace value has to be an absolute URL, but the URL doesn't have to point to any existing resource on the Web. It will bind all the element and atributes with that URL. I suggest to use an URL within a domain you control, and that the URL should contain some kind of version information if possible. For example, `"http://www.gnome.org/gnumeric/1.0/"` is a good namespace scheme.

Then when you load a file, make sure that a namespace carrying the version-independent prefix is installed on the root element of your document, and if the version information don't match something you know, warn the user and be liberal in what you accept as the input. Also do *not* try to base namespace checking on the prefix value. <foo:text> may be exactly the same as <bar:text> in another document. What really matters is the URI associated with the element or the attribute, not the prefix string (which is just a shortcut for the full URI). In libxml, element and attributes have an `ns` field pointing to an xmlNs structure detailing the namespace prefix and its URI.

@@Interfaces@@

@@Examples@@

Usually people object to using namespaces together with validity checking. I will try to make sure that using namespaces won't break validity checking, so even if you plan to use or currently are using validation I strongly suggest adding namespaces to your document. A default namespace scheme `xmlns="http://...."` should not break validity even on less flexible parsers. Using namespaces to mix and differentiate content coming from multiple DTDs will certainly break current validation schemes. I will try to provide ways to do this, but this may not be portable or standardized.

## Validation, or are you afraid of DTDs ?

Well what is validation and what is a DTD ?

Validation is the process of checking a document against a set of construction rules; a DTD (Document Type Definition) is such a set of rules.

The validation process and building DTDs are the two most difficult parts of the XML life cycle. Briefly a DTD defines all the possibles element to be found within your document, what is the formal shape of your document tree (by defining the allowed content of an element, either text, a regular expression for the allowed list of children, or mixed content i.e. both text and children). The DTD also defines the allowed attributes for all elements and the types of the attributes. For more detailed information, I suggest that you read the related parts of the XML specification, the examples found under gnome-xml/test/valid/dtd and any of the large number of books available on XML. The dia example in gnome-xml/test/valid should be both simple and complete enough to allow you to build your own.

A word of warning, building a good DTD which will fit the needs of your application in the long-term is far from trivial; however, the extra level of quality it can ensure is well worth the price for some sets of applications or if you already have already a DTD defined for your application field.

The validation is not completely finished but in a (very IMHO) usable state. Until a real validation interface is defined the way to do it is to define and set the xmlDoValidityCheckingDefaultValue external variable to 1, this will of course be changed at some point:

extern int xmlDoValidityCheckingDefaultValue;

...

xmlDoValidityCheckingDefaultValue = 1;

To handle external entities, use the function xmlSetExternalEntityLoader(xmlExternalEntityLoader f); to link in you HTTP/FTP/Entities database library to the standard libxml core.

@@interfaces@@

## DOM Principles

DOM stands for the Document Object Model; this is an API for accessing XML or HTML structured documents. Native support for DOM in Gnome is on the way (module gnome-dom), and will be based on gnome-xml. This will be a far cleaner interface to manipulate XML files within Gnome since it won't expose the internal structure.

The current DOM implementation on top of libxml is the gdome2 Gnome module, this is a full DOM interface, thanks to Paolo Casarini, check the Gdome2 homepage for more informations.

## A real example

Here is a real size example, where the actual content of the application data is not kept in the DOM tree but uses internal structures. It is based on a proposal to keep a database of jobs related to Gnome, with an XML based storage structure. Here is an XML encoded jobs base:

    <?xml version="1.0"?>
    <gjob:Helping xmlns:gjob="http://www.gnome.org/some-location">
      <gjob:Jobs>

        <gjob:Job>
          <gjob:Project ID="3"/>
          <gjob:Application>GBackup</gjob:Application>
          <gjob:Category>Development</gjob:Category>

          <gjob:Update>
            <gjob:Status>Open</gjob:Status>
            <gjob:Modified>Mon, 07 Jun 1999 20:27:45 -0400 MET DST</gjob:Modified>
            <gjob:Salary>USD 0.00</gjob:Salary>
          </gjob:Update>

          <gjob:Developers>
            <gjob:Developer>
            </gjob:Developer>
          </gjob:Developers>

          <gjob:Contact>
            <gjob:Person>Nathan Clemons</gjob:Person>
            <gjob:Email>nathan@windsofstorm.net</gjob:Email>
            <gjob:Company>
            </gjob:Company>
            <gjob:Organisation>
            </gjob:Organisation>
            <gjob:Webpage>
            </gjob:Webpage>
            <gjob:Snailmail>
            </gjob:Snailmail>
            <gjob:Phone>
            </gjob:Phone>
          </gjob:Contact>

          <gjob:Requirements>
          The program should be released as free software, under the GPL.
          </gjob:Requirements>

          <gjob:Skills>
          </gjob:Skills>

          <gjob:Details>
          A GNOME based system that will allow a superuser to configure
          compressed and uncompressed files and/or file systems to be backed
          up with a supported media in the system.  This should be able to
          perform via find commands generating a list of files that are passed
          to tar, dd, cpio, cp, gzip, etc., to be directed to the tape machine
          or via operations performed on the filesystem itself. Email
          notification and GUI status display very important.
          </gjob:Details>

        </gjob:Job>

      </gjob:Jobs>
    </gjob:Helping>

While loading the XML file into an internal DOM tree is a matter of calling only a couple of functions, browsing the tree to gather the ata and generate the internal structures is harder, and more error prone.

The suggested principle is to be tolerant with respect to the input structure. For example, the ordering of the attributes is not significant, the XML specification is clear about it. It's also usually a good idea not to depend on the order of the children of a given node, unless it really makes things harder. Here is some code to parse the information for a person:

    /*
     * A person record
     */
    typedef struct person {
        char *name;
        char *email;
        char *company;
        char *organisation;
        char *smail;
        char *webPage;
        char *phone;
    } person, *personPtr;

    /*
     * And the code needed to parse it
     */
    personPtr parsePerson(xmlDocPtr doc, xmlNsPtr ns, xmlNodePtr cur) {
        personPtr ret = NULL;

    DEBUG("parsePerson\n");
        /*
         * allocate the struct
         */
        ret = (personPtr) malloc(sizeof(person));
        if (ret == NULL) {
            fprintf(stderr,"out of memory\n");
            return(NULL);
        }
        memset(ret, 0, sizeof(person));

        /* We don't care what the top level element name is */
        cur = cur->xmlChildrenNode;
        while (cur != NULL) {
            if ((!strcmp(cur->name, "Person")) && (cur->ns == ns))
                ret->name = xmlNodeListGetString(doc, cur->xmlChildrenNode, 1);
            if ((!strcmp(cur->name, "Email")) && (cur->ns == ns))
                ret->email = xmlNodeListGetString(doc, cur->xmlChildrenNode, 1);
            cur = cur->next;
        }

        return(ret);
    }

Here are a couple of things to notice:

- Usually a recursive parsing style is the more convenient one: XML data is by nature subject to repetitive constructs and usually exibits highly stuctured patterns.
- The two arguments of type xmlDocPtr and xmlNsPtr, i.e. the pointer to the global XML document and the namespace reserved to the application. Document wide information are needed for example to decode entities and it's a good coding practice to define a namespace for your application set of data and test that the element and attributes you're analyzing actually pertains to your application space. This is done by a simple equality test (cur->ns == ns).
- To retrieve text and attributes value, you can use the function xmlNodeListGetString to gather all the text and entity reference nodes generated by the DOM output and produce an single text string.

Here is another piece of code used to parse another level of the structure:

    #include <libxml/tree.h>
    /*
     * a Description for a Job
     */
    typedef struct job {
        char *projectID;
        char *application;
        char *category;
        personPtr contact;
        int nbDevelopers;
        personPtr developers[100]; /* using dynamic alloc is left as an exercise */
    } job, *jobPtr;

    /*
     * And the code needed to parse it
     */
    jobPtr parseJob(xmlDocPtr doc, xmlNsPtr ns, xmlNodePtr cur) {
        jobPtr ret = NULL;

    DEBUG("parseJob\n");
        /*
         * allocate the struct
         */
        ret = (jobPtr) malloc(sizeof(job));
        if (ret == NULL) {
            fprintf(stderr,"out of memory\n");
            return(NULL);
        }
        memset(ret, 0, sizeof(job));

        /* We don't care what the top level element name is */
        cur = cur->xmlChildrenNode;
        while (cur != NULL) {

            if ((!strcmp(cur->name, "Project")) && (cur->ns == ns)) {
                ret->projectID = xmlGetProp(cur, "ID");
                if (ret->projectID == NULL) {
                    fprintf(stderr, "Project has no ID\n");
                }
            }
            if ((!strcmp(cur->name, "Application")) && (cur->ns == ns))
                ret->application = xmlNodeListGetString(doc, cur->xmlChildrenNode, 1);
            if ((!strcmp(cur->name, "Category")) && (cur->ns == ns))
                ret->category = xmlNodeListGetString(doc, cur->xmlChildrenNode, 1);
            if ((!strcmp(cur->name, "Contact")) && (cur->ns == ns))
                ret->contact = parsePerson(doc, ns, cur);
            cur = cur->next;
        }

        return(ret);
    }

Once you are used to it, writing this kind of code is quite simple, but boring. Ultimately, it could be possble to write stubbers taking either C data structure definitions, a set of XML examples or an XML DTD and produce the code needed to import and export the content between C data and XML storage. This is left as an exercise to the reader :-)

Feel free to use the code for the full C parsing example as a template, it is also available with Makefile in the Gnome CVS base under gnome-xml/example

## Contributions

- Ari Johnson provides a C++ wrapper for libxml:

  Website: http://lusis.org/~ari/xml++/

  Download: http://lusis.org/~ari/xml++/libxml++.tar.gz

- David Doolin provides a precompiled Windows version

  http://www.ce.berkeley.edu/~doolin/code/libxmlwin32/ (older). The distribution now includes projects and makefiles for Windows compiler contributed by various people.

- Matt Sergeant developped XML::LibXSLT, a perl wrapper for libxml2/libxslt as part of the AxKit XML application server
- Felix Natter and Geert Kloosterman provide an emacs module to lookup libxml(2) functions documentation
- Ziying Sherwin provided man pages
- Seems ArsDigita wrote a Tcl wrapper for libxml called ns_xml

Daniel Veillard

$Id: xml.html,v 1.95 2001/06/26 23:04:22 veillard Exp $