MDEV-33802 Weird read view after ROLLBACK of another transaction

Even after commit b8a6719889 there
is an anomaly where a locking read could return inconsistent results.
If a locking read would have to wait for a record lock, then by the
definition of a read view, the modifications made by the current lock
holder cannot be visible in the read view. This is because the read
view must exclude any transactions that had not been committed at the
time when the read view was created.

lock_rec_convert_impl_to_expl_for_trx(), lock_rec_convert_impl_to_expl():
Return an unsafe-to-dereference pointer to a transaction that holds or
held the lock, or nullptr if the lock was available.

lock_clust_rec_modify_check_and_lock(),
lock_sec_rec_read_check_and_lock(),
lock_clust_rec_read_check_and_lock():
Return DB_RECORD_CHANGED if innodb_strict_isolation=ON and the
lock was being held by another transaction.

The test case, which is based on a bug report by Zhuang Liu,
covers the function lock_sec_rec_read_check_and_lock().

Reviewed by: Vladislav Lesin

mysql-test/suite/innodb/r/lock_isolation.result

@@ -82,7 +82,6 @@ SELECT * FROM t;
 a	b
 10	20
 10	20
-disconnect consistent;
 connection default;
 TRUNCATE TABLE t;
 INSERT INTO t VALUES(NULL, 1), (2, 2);
@@ -99,10 +98,40 @@ a	b
 COMMIT;
 connection con_weird;
 COMMIT;
-disconnect con_weird;
 connection default;
 SELECT * FROM t;
 a	b
 10	1
 10	20
 DROP TABLE t;
+#
+# MDEV-33802 Weird read view after ROLLBACK of other transactions
+#
+CREATE TABLE t(a INT PRIMARY KEY, b INT UNIQUE) ENGINE=InnoDB;
+INSERT INTO t SET a=1;
+BEGIN;
+INSERT INTO t SET a=2;
+connection consistent;
+START TRANSACTION WITH CONSISTENT SNAPSHOT;
+SELECT * FROM t FORCE INDEX (b) FOR UPDATE;
+ERROR HY000: Record has changed since last read in table 't'
+connection con_weird;
+START TRANSACTION WITH CONSISTENT SNAPSHOT;
+SELECT * FROM t FORCE INDEX (b) FOR UPDATE;
+connection default;
+ROLLBACK;
+connection con_weird;
+a	b
+1	NULL
+1	NULL
+SELECT * FROM t FORCE INDEX (b) FOR UPDATE;
+a	b
+1	NULL
+disconnect con_weird;
+connection consistent;
+SELECT * FROM t FORCE INDEX (b) FOR UPDATE;
+a	b
+1	NULL
+disconnect consistent;
+connection default;
+DROP TABLE t;

mysql-test/suite/innodb/t/lock_isolation.test

@@ -79,7 +79,6 @@ COMMIT;
 --connection consistent
 --reap
 SELECT * FROM t;
---disconnect consistent
 
 --connection default
 TRUNCATE TABLE t;
@@ -103,8 +102,48 @@ COMMIT;
 --connection con_weird
 --reap
 COMMIT;
---disconnect con_weird
 
 --connection default
 SELECT * FROM t;
 DROP TABLE t;
+
+--echo #
+--echo # MDEV-33802 Weird read view after ROLLBACK of other transactions
+--echo #
+
+CREATE TABLE t(a INT PRIMARY KEY, b INT UNIQUE) ENGINE=InnoDB;
+INSERT INTO t SET a=1;
+
+BEGIN; INSERT INTO t SET a=2;
+
+--connection consistent
+START TRANSACTION WITH CONSISTENT SNAPSHOT;
+--disable_ps2_protocol
+--error ER_CHECKREAD
+SELECT * FROM t FORCE INDEX (b) FOR UPDATE;
+--enable_ps2_protocol
+
+--connection con_weird
+START TRANSACTION WITH CONSISTENT SNAPSHOT;
+send
+SELECT * FROM t FORCE INDEX (b) FOR UPDATE;
+
+--connection default
+let $wait_condition=
+  select count(*) = 1 from information_schema.processlist
+  where state = 'Sending data'
+  and info LIKE 'SELECT * FROM t %';
+--source include/wait_condition.inc
+ROLLBACK;
+
+--connection con_weird
+--reap
+SELECT * FROM t FORCE INDEX (b) FOR UPDATE;
+--disconnect con_weird
+
+--connection consistent
+SELECT * FROM t FORCE INDEX (b) FOR UPDATE;
+--disconnect consistent
+
+--connection default
+DROP TABLE t;

storage/innobase/lock/lock0lock.cc

@@ -5586,47 +5586,43 @@ lock_rec_insert_check_and_lock(
   return err;
 }
 
-/*********************************************************************//**
+/** Create an explicit record lock for a transaction that currently only
-Creates an explicit record lock for a running transaction that currently only
+has an implicit lock on the record.
-has an implicit lock on the record. The transaction instance must have a
+@param trx   referenced, active transaction, or nullptr
-reference count > 0 so that it can't be committed and freed before this
+@param id    page identifier
-function has completed. */
+@param rec   record in the page
-static
+@param index the index B-tree that the record belongs to
-bool
+@return trx, with the reference released */
-lock_rec_convert_impl_to_expl_for_trx(
+static trx_t *lock_rec_convert_impl_to_expl_for_trx(trx_t *trx,
-/*==================================*/
+                                                    const page_id_t id,
-	trx_t*			trx,	/*!< in/out: active transaction */
+                                                    const rec_t *rec,
-	const page_id_t		id,	/*!< in: page identifier */
+                                                    dict_index_t *index)
-	const rec_t*		rec,	/*!< in: user record on page */
-	dict_index_t*		index)	/*!< in: index of record */
 {
-  if (!trx)
+  if (trx)
-    return false;
-
-  ut_ad(trx->is_referenced());
-  ut_ad(page_rec_is_leaf(rec));
-  ut_ad(!rec_is_metadata(rec, *index));
-
-  DEBUG_SYNC_C("before_lock_rec_convert_impl_to_expl_for_trx");
-  ulint heap_no= page_rec_get_heap_no(rec);
-
   {
-    LockGuard g{lock_sys.rec_hash, id};
+    ut_ad(trx->is_referenced());
-    trx->mutex_lock();
+    ut_ad(page_rec_is_leaf(rec));
-    ut_ad(!trx_state_eq(trx, TRX_STATE_NOT_STARTED));
+    ut_ad(!rec_is_metadata(rec, *index));
 
-    if (!trx_state_eq(trx, TRX_STATE_COMMITTED_IN_MEMORY) &&
+    ulint heap_no= page_rec_get_heap_no(rec);
-        !lock_rec_has_expl(LOCK_X | LOCK_REC_NOT_GAP, g.cell(), id, heap_no,
+
-                           trx))
+    {
-      lock_rec_add_to_queue(LOCK_X | LOCK_REC_NOT_GAP, g.cell(), id,
+      LockGuard g{lock_sys.rec_hash, id};
-                            page_align(rec), heap_no, index, trx, true);
+      trx->mutex_lock();
+      ut_ad(!trx_state_eq(trx, TRX_STATE_NOT_STARTED));
+
+      if (!trx_state_eq(trx, TRX_STATE_COMMITTED_IN_MEMORY) &&
+          !lock_rec_has_expl(LOCK_X | LOCK_REC_NOT_GAP, g.cell(), id, heap_no,
+                             trx))
+        lock_rec_add_to_queue(LOCK_X | LOCK_REC_NOT_GAP, g.cell(), id,
+                              page_align(rec), heap_no, index, trx, true);
+    }
+
+    trx->release_reference();
+    trx->mutex_unlock();
   }
 
-  trx->mutex_unlock();
+  return trx;
-  trx->release_reference();
-
-  DEBUG_SYNC_C("after_lock_rec_convert_impl_to_expl_for_trx");
-  return false;
 }
 
 
@@ -5717,10 +5713,11 @@ should be created.
 @param[in]	rec		record on the leaf page
 @param[in]	index		the index of the record
 @param[in]	offsets		rec_get_offsets(rec,index)
-@return	whether caller_trx already holds an exclusive lock on rec */
+@return	unsafe pointer to a transaction that held an exclusive lock on rec
+@retval nullptr if no transaction held an exclusive lock */
 template<bool is_primary>
 static
-bool
+const trx_t *
 lock_rec_convert_impl_to_expl(
 	trx_t*			caller_trx,
 	page_id_t		id,
@@ -5744,10 +5741,10 @@ lock_rec_convert_impl_to_expl(
 		trx_id = lock_clust_rec_some_has_impl(rec, index, offsets);
 
 		if (trx_id == 0) {
-			return false;
+			return nullptr;
 		}
 		if (UNIV_UNLIKELY(trx_id == caller_trx->id)) {
-			return true;
+			return caller_trx;
 		}
 
 		trx = trx_sys.find(caller_trx, trx_id);
@@ -5758,7 +5755,7 @@ lock_rec_convert_impl_to_expl(
 						 offsets);
 		if (trx == caller_trx) {
 			trx->release_reference();
-			return true;
+			return trx;
 		}
 
 		ut_d(lock_rec_other_trx_holds_expl(caller_trx, trx, rec, id));
@@ -5803,11 +5800,18 @@ lock_clust_rec_modify_check_and_lock(
 	/* If a transaction has no explicit x-lock set on the record, set one
 	for it */
 
-	if (lock_rec_convert_impl_to_expl<true>(thr_get_trx(thr),
+	trx_t *trx = thr_get_trx(thr);
-						block->page.id(),
+	if (const trx_t *owner =
+	    lock_rec_convert_impl_to_expl<true>(trx, block->page.id(),
 						rec, index, offsets)) {
-		/* We already hold an implicit exclusive lock. */
+		if (owner == trx) {
-		return DB_SUCCESS;
+			/* We already hold an exclusive lock. */
+			return DB_SUCCESS;
+		}
+
+		if (trx->snapshot_isolation && trx->read_view.is_open()) {
+			return DB_RECORD_CHANGED;
+		}
 	}
 
 	err = lock_rec_lock(true, LOCK_X | LOCK_REC_NOT_GAP,
@@ -5970,12 +5974,19 @@ lock_sec_rec_read_check_and_lock(
 		return DB_SUCCESS;
 	}
 
-	if (!page_rec_is_supremum(rec)
+	if (page_rec_is_supremum(rec)) {
-	    && lock_rec_convert_impl_to_expl<false>(
+	} else if (const trx_t *owner =
-		       trx, block->page.id(), rec, index, offsets)
+		   lock_rec_convert_impl_to_expl<false>(trx, block->page.id(),
-	    && gap_mode == LOCK_REC_NOT_GAP) {
+							rec, index, offsets)) {
-		/* We already hold an implicit exclusive lock. */
+		if (owner == trx) {
-		return DB_SUCCESS;
+			if (gap_mode == LOCK_REC_NOT_GAP) {
+				/* We already hold an exclusive lock. */
+				return DB_SUCCESS;
+			}
+		} else if (trx->snapshot_isolation
+			   && trx->read_view.is_open()) {
+			return DB_RECORD_CHANGED;
+		}
 	}
 
 #ifdef WITH_WSREP
@@ -6055,13 +6066,20 @@ lock_clust_rec_read_check_and_lock(
 	ulint heap_no = page_rec_get_heap_no(rec);
 
 	trx_t *trx = thr_get_trx(thr);
-	if (!lock_table_has(trx, index->table, LOCK_X)
+	if (lock_table_has(trx, index->table, LOCK_X)
-	    && heap_no != PAGE_HEAP_NO_SUPREMUM
+	    || heap_no == PAGE_HEAP_NO_SUPREMUM) {
-	    && lock_rec_convert_impl_to_expl<true>(trx, id,
+	} else if (const trx_t *owner =
-						   rec, index, offsets)
+		   lock_rec_convert_impl_to_expl<true>(trx, id,
-	    && gap_mode == LOCK_REC_NOT_GAP) {
+						       rec, index, offsets)) {
-		/* We already hold an implicit exclusive lock. */
+		if (owner == trx) {
-		return DB_SUCCESS;
+			if (gap_mode == LOCK_REC_NOT_GAP) {
+				/* We already hold an exclusive lock. */
+				return DB_SUCCESS;
+			}
+		} else if (trx->snapshot_isolation
+			   && trx->read_view.is_open()) {
+			return DB_RECORD_CHANGED;
+		}
 	}
 
 	if (heap_no > PAGE_HEAP_NO_SUPREMUM && gap_mode != LOCK_GAP